Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/07?limit=200&registers=between&mode=atom 2025-01-01T05:24:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26797.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 4512 (Customer Account Information) and Adopt FINRA Rule 2165 (Financial Exploitation of Specified Adults) 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26797 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26797.pdf https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26796.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to Rule 6.91 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26796 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26796.pdf https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26795.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to Rule 980NY 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26795 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26795.pdf https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26791.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Margin Coverage During Times of Increase Volatility 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26791 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26791.pdf https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26790.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Direxion Daily Municipal Bond Taxable Bear 1X Fund Under NYSE Arca Equities Rule 5.2(j)(3) 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26790 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26790.pdf https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26789.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26789 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26789.pdf https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26788.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Effective November 1, 2016 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26788 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26788.pdf https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26787.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26787 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26787.pdf https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26786.html Notice - Prudential ETF Trust, et al.; Notice of Application 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26786 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26786.pdf https://regulations.justia.com/regulations/fedreg/2016/11/07/2016-26785.html Notice - Submission for OMB Review; Comment Request 2016-11-07T00:00:00-08:00 2016-11-07T00:00:00-08:00 2016-26785 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-11-07/pdf/2016-26785.pdf