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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/01?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/11/01?registers=between
Notice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26506.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26506.htmlTue, 01 Nov 2016 00:00:00 -07002016-26506Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26506.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to Compliance With Section 871(m) of the Internal Revenue Code
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26382.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26382.htmlTue, 01 Nov 2016 00:00:00 -07002016-26382Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26382.pdfNotice - Hartford Mutual Funds Inc., et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26305.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26305.htmlTue, 01 Nov 2016 00:00:00 -07002016-26305Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26305.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Order Granting Approval of Proposed Rule Changes To Describe the Backtesting Charge and the Holiday Charge That May Be Imposed on Members
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26303.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26303.htmlTue, 01 Nov 2016 00:00:00 -07002016-26303Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26303.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearing Agency Investment Policy
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26302.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26302.htmlTue, 01 Nov 2016 00:00:00 -07002016-26302Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26302.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Adopt a New Retail Post-Only Order
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26301.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26301.htmlTue, 01 Nov 2016 00:00:00 -07002016-26301Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26301.pdfNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 11.23, Auctions, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26300.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26300.htmlTue, 01 Nov 2016 00:00:00 -07002016-26300Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26300.pdfNotice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Premise Capital Frontier Advantage Diversified Tactical ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26299.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26299.htmlTue, 01 Nov 2016 00:00:00 -07002016-26299Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26299.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26298.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26298.htmlTue, 01 Nov 2016 00:00:00 -07002016-26298Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26298.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees and Credits for Transactions Involving Complex Orders
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26297.html
https://regulations.justia.com/regulations/fedreg/2016/11/01/2016-26297.htmlTue, 01 Nov 2016 00:00:00 -07002016-26297Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-11-01/pdf/2016-26297.pdf