<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/31?registers=between Sun, 29 Dec 2024 09:27:14 -0800 Sun, 29 Dec 2024 09:27:14 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/31?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26304.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26304.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26304 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26304.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Commentary .14 to Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26139.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26139.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26139 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26139.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26138.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26138.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26138 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26138.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26137.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26137.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26137 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26137.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Non-Display Use Fees https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26136.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26136.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26136 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26136.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend the Professional Subscriber Device-Based Fees and Policies with Respect to Device-Based Fees https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26135.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26135.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26135 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26135.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.11, Routing to Away Trade Centers https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26134.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26134.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26134 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26134.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 11.11, Routing to Away Trading Centers https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26133.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26133.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26133 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26133.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.13, Order Execution and Routing https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26132.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26132.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26132 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26132.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule 11.13, Order Execution and Routing https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26131.html https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26131.html Mon, 31 Oct 2016 00:00:00 -0700 2016-26131 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26131.pdf