<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/27?registers=between Fri, 18 Jul 2025 12:21:17 -0700 Fri, 18 Jul 2025 12:21:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/27?registers=between Notice - Nuveen Fund Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25942.html https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25942.html Thu, 27 Oct 2016 00:00:00 -0700 2016-25942 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25942.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Disapproving a Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule With Respect to Fees, Rebates, and Credits for Transactions in the Customer Best Execution Auction https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25941.html https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25941.html Thu, 27 Oct 2016 00:00:00 -0700 2016-25941 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25941.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Opening and Closing Rotations Under the HOSS System https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25940.html https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25940.html Thu, 27 Oct 2016 00:00:00 -0700 2016-25940 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25940.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 497-Equities https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25939.html https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25939.html Thu, 27 Oct 2016 00:00:00 -0700 2016-25939 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25939.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25938.html https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25938.html Thu, 27 Oct 2016 00:00:00 -0700 2016-25938 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25938.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 497 https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25937.html https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25937.html Thu, 27 Oct 2016 00:00:00 -0700 2016-25937 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25937.pdf