<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/24?registers=between Tue, 19 Aug 2025 22:11:35 -0700 Tue, 19 Aug 2025 22:11:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/24?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7046 https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25616.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25616.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25616 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25616.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to the Payment of a Credit by Execution Access, LLC Based on Volume Thresholds Met on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25615.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25615.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25615 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25615.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Reporting of Transactions in U.S. Treasury Securities to TRACE https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25604.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25604.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25604 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25604.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Article IV, Section 4.05 of the Tenth Amended and Restated Operating Agreement of the Exchange https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25577.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25577.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25577 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25577.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Article IV, Section 4.05 of the Ninth Amended and Restated Operating Agreement of the Exchange https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25576.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25576.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25576 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25576.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700 https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25575.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25575.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25575 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25575.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change Relating to SPX Combo Orders https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25574.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25574.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25574 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25574.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 6A-Equities and NYSE MKT Rule 6-Equities https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25573.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25573.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25573 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25573.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rules 7.35 (Auctions), 7.10 (Clearly Erroneous Executions), 7.31 (Orders and Modifiers), and 7.11 (Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility) https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25572.html https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25572.html Mon, 24 Oct 2016 00:00:00 -0700 2016-25572 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25572.pdf