<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/18?registers=between Sun, 29 Dec 2024 09:31:00 -0800 Sun, 29 Dec 2024 09:31:00 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/18?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25089.html https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25089.html Tue, 18 Oct 2016 00:00:00 -0700 2016-25089 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25089.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25088.html https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25088.html Tue, 18 Oct 2016 00:00:00 -0700 2016-25088 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25088.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Rules Provisions Relating to Pledges https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25087.html https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25087.html Tue, 18 Oct 2016 00:00:00 -0700 2016-25087 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25087.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Delete or Amend Rule Language Relating to Specialists and Registered Options Traders https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25086.html https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25086.html Tue, 18 Oct 2016 00:00:00 -0700 2016-25086 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25086.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25085.html https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25085.html Tue, 18 Oct 2016 00:00:00 -0700 2016-25085 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25085.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges Any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25083.html https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25083.html Tue, 18 Oct 2016 00:00:00 -0700 2016-25083 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25083.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25082.html https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25082.html Tue, 18 Oct 2016 00:00:00 -0700 2016-25082 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25082.pdf