<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/17?registers=between Thu, 17 Jul 2025 16:41:11 -0700 Thu, 17 Jul 2025 16:41:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/17?registers=between Notice - Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24983.html https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24983.html Mon, 17 Oct 2016 00:00:00 -0700 2016-24983 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24983.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24982.html https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24982.html Mon, 17 Oct 2016 00:00:00 -0700 2016-24982 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24982.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Remove Definitions and Trading Rules That Are No Longer Operative After the Completed Full Migration of All Symbols to the Pillar Trading Platform https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24981.html https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24981.html Mon, 17 Oct 2016 00:00:00 -0700 2016-24981 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24981.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Pricing Schedule at Section IV, Part B titled “Flex Transaction Fees” https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24980.html https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24980.html Mon, 17 Oct 2016 00:00:00 -0700 2016-24980 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24980.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Continued Listing Requirements for Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24979.html https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24979.html Mon, 17 Oct 2016 00:00:00 -0700 2016-24979 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24979.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Exchange-Traded Managed Funds https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24978.html https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24978.html Mon, 17 Oct 2016 00:00:00 -0700 2016-24978 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24978.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24977.html https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24977.html Mon, 17 Oct 2016 00:00:00 -0700 2016-24977 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24977.pdf