<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/13?registers=between Sun, 29 Dec 2024 08:58:28 -0800 Sun, 29 Dec 2024 08:58:28 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/13?registers=between Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(d) To Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24776.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24776.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24776 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24776.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .20 to Rule 103 https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24775.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24775.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24775 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24775.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., and Bats EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24709.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24709.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24709 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24709.pdf Notice - Hartford Funds Exchange-Traded Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24708.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24708.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24708 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24708.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees To Make a Clarifying Change Related to the Tape B Quoting Tier https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24701.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24701.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24701 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24701.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24700.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24700.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24700 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24700.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the AdvisorShares KIM Korea Equity ETF https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24699.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24699.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24699 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24699.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Current Billing Practice With Respect to Billing Disputes https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24698.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24698.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24698 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24698.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal To Amend a Current Billing Practice With Respect to Billing Disputes https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24697.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24697.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24697 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24697.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Current Billing Practice With Respect to Billing Disputes https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24696.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24696.html Thu, 13 Oct 2016 00:00:00 -0700 2016-24696 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24696.pdf Proposed Rule - Definition of Covered Clearing Agency https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-23892.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-23892.html Thu, 13 Oct 2016 00:00:00 -0700 2016-23892 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-23892.pdf Rule - Standards for Covered Clearing Agencies https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-23891.html https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-23891.html Thu, 13 Oct 2016 00:00:00 -0700 2016-23891 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-23891.pdf