<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/11?registers=between Sat, 19 Jul 2025 17:29:31 -0700 Sat, 19 Jul 2025 17:29:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/11?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to Processing of Transactions in Money Market Instruments https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24499.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24499.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24499 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24499.pdf Notice - Terra Income Fund 6, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24428.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24428.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24428 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24428.pdf Notice - Investment Company Act of 1940; Release No. 32302/October 4, 2016 https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24427.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24427.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24427 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24427.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration, of Bats EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24426.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24426.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24426 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24426.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24425.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24425.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24425 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24425.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24424.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24424.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24424 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24424.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt Participant Fees on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24423.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24423.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24423 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24423.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Controversial Amendments to Its Rules https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24422.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24422.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24422 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24422.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Tick Size Pilot Program and To Describe Related Changes to IEX System Functionality https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24421.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24421.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24421 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24421.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7046 https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24420.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24420.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24420 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24420.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.16P https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24419.html https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24419.html Tue, 11 Oct 2016 00:00:00 -0700 2016-24419 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24419.pdf