Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/07?limit=200&registers=between&mode=atom 2024-12-29T09:25:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24286.html Notice - Legg Mason Global Asset Management Trust, et al.; Notice of Application 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24286 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24286.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24285.html Notice - Legg Mason Global Asset Management Trust, et al.; Notice of Application 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24285 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24285.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24284.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 2, To Amend Rule 67 Relating to the Tick Size Pilot Program 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24284 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24284.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24283.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 2, To Amend Rule 67-Equities Relating to the Tick Size Pilot Program 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24283 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24283.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24282.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24282 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24282.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24281.html Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules To Describe Changes Necessary To Implement the Tick Size Pilot Program 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24281 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24281.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24280.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 To Modify the Quoting and Trading Requirements Relating to the Block Size Exception and the Use of Intermarket Sweep Orders and Trade-at Intermarket Sweep Orders 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24280 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24280.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24279.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Rule IM-5900-7 To Adjust the Entitlement to Services of Acquisition Companies 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24279 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24279.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24278.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 1017, Openings in Options 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24278 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24278.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24277.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Exception in Exchange Rule 1000(f) for Sub-MPV Split-Priced Orders 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24277 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24277.pdf