<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/04?registers=between Sun, 29 Dec 2024 07:28:24 -0800 Sun, 29 Dec 2024 07:28:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/04?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-24091.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-24091.html Tue, 04 Oct 2016 00:00:00 -0700 2016-24091 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-24091.pdf Notice - In the Matter of Rainbow International, Corp., a/k/a Raintree Brands Incorporated; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-24062.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-24062.html Tue, 04 Oct 2016 00:00:00 -0700 2016-24062 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-24062.pdf Notice - In the Matter of Infinex Ventures, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-24061.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-24061.html Tue, 04 Oct 2016 00:00:00 -0700 2016-24061 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-24061.pdf Notice - In the Matter of Sierra Resource Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23996.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23996.html Tue, 04 Oct 2016 00:00:00 -0700 2016-23996 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23996.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.26 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23929.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23929.html Tue, 04 Oct 2016 00:00:00 -0700 2016-23929 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23929.pdf Notice - Virtus Alternative Solutions Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23911.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23911.html Tue, 04 Oct 2016 00:00:00 -0700 2016-23911 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23911.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23908.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23908.html Tue, 04 Oct 2016 00:00:00 -0700 2016-23908 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23908.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23907.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23907.html Tue, 04 Oct 2016 00:00:00 -0700 2016-23907 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23907.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23906.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23906.html Tue, 04 Oct 2016 00:00:00 -0700 2016-23906 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23906.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Retail Customer Confirmations Relating to Transactions in Fixed Income Securities https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23905.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23905.html Tue, 04 Oct 2016 00:00:00 -0700 2016-23905 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23905.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update BZX Rules 21.1, 21.7 and 21.9 To Align the Exchange's Rules and Functionality Applicable to the Exchange's Options Platform, BZX Options, With the Exchange's Affiliated Options Platform, EDGX Options, Which Is Operated by Bats EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23904.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23904.html Tue, 04 Oct 2016 00:00:00 -0700 2016-23904 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23904.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 8313 Relating to the Exchange's Ability To Publicly Release Disciplinary Complaints, Decisions and Other Information Modeled on the Text of FINRA Rule 8313; Amending Rules and Adopting a New Rule 9291 Relating to the Imposition of Temporary or Permanent Cease and Desist Orders To Correspond to Recent Amendments by FINRA; and Making Certain Technical and Conforming Changes to Rule 9310 https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23902.html https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23902.html Tue, 04 Oct 2016 00:00:00 -0700 2016-23902 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23902.pdf