<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/03?registers=between Mon, 21 Jul 2025 18:23:40 -0700 Mon, 21 Jul 2025 18:23:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/10/03?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23910.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23910.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23910 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23910.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23762.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23762.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23762 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23762.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23761.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23761.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23761 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23761.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23760.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23760.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23760 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23760.pdf Notice - Foreside ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23759.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23759.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23759 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23759.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23758.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23758.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23758 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23758.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Nonstandard Expirations Pilot Program To Permit New Series To Be Added Up to and Including on the Expiration Date https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23755.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23755.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23755 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23755.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE Price List To Reflect the Changes https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23754.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23754.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23754 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23754.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish Certain End User Fees, Amend the Definition of Affiliate, and Amend the Co-Location Section of the Fee Schedule To Reflect the Changes https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23753.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23753.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23753 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23753.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23752.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23752.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23752 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23752.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23751.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23751.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23751 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23751.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23750.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23750.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23750 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23750.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Treatment of Quotes To Provide That All Quotes on BOX Are Liquidity Adding Only https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23749.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23749.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23749 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23749.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Optional Risk Management Controls https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23748.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23748.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23748 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23748.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Application for Registration as a Clearing Agency and Request for Exemptive Relief https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23747.html https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23747.html Mon, 03 Oct 2016 00:00:00 -0700 2016-23747 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23747.pdf