<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09?registers=between&min-day=1&max-day=30 Mon, 20 May 2024 14:49:43 -0700 Mon, 20 May 2024 14:49:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Implementation of Functionality To Submit a Cover of Protect on Behalf of Another Participant and the Removal of the Option To Cover of Protect Directly With Agent https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23615.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23615.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23615 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23615.pdf Notice - SerenityShares Investments LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23611.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23611.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23611 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23611.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule To Create a Liquidity-Adding Volume Threshold To Benefit From the Current Liquidity Taking Fee in Securities Priced $1.00 or Greater https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23610.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23610.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23610 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23610.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23609.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23609.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23609 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23609.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23562.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23562.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23562 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23562.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23697.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23697.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23697 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23697.pdf Notice - Order of Suspension of Trading; i n the Matter of Accel Brands, Inc. https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23696.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23696.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23696 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23696.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to TRACE Reporting and Dissemination of CMO Transactions https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23499.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23499.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23499 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23499.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity and Allow the Exchange To Take Prompt Action https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23498.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23498.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23498 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23498.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule To Modify the Exchange's Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23497.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23497.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23497 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23497.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Nasdaq Rule 5735 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23496.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23496.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23496 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23496.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Amending Exchange Rule 49 Regarding the Exchange's: (1) Emergency Powers; (2) Disaster Recovery Plans; and (3) Backup Systems and Mandatory Testing https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23495.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23495.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23495 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23495.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 and Partial Amendment No. 2, Amending Exchange Rule 49 Regarding the Exchange's: (1) Emergency Powers; (2) Disaster Recovery Plans; and (3) Backup Systems and Mandatory Testing https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23494.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23494.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23494 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23494.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Correct Rule 3.6A https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23493.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23493.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23493 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23493.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to the Rules of the Exchange the Tenth Amended and Restated Operating Agreement of the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23491.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23491.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23491 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23491.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq's Fees at Rule 7014(f) https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23490.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23490.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23490 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23490.pdf Proposed Rule - Extension of Comment Period for Disclosure Update and Simplification https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23489.html https://regulations.justia.com/regulations/fedreg/2016/09/29/2016-23489.html Thu, 29 Sep 2016 00:00:00 -0700 2016-23489 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-29/pdf/2016-23489.pdf Notice - Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23561.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23561.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23561 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23561.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Amend BX Rules 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23324.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23324.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23324 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23324.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Nasdaq Rules 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23323.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23323.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23323.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23322.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23322.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23322 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23322.pdf Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order With Respect to FINRA Rule 2030 https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23225.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23225.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23225 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23225.pdf Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order With Respect to MSRB Rule G-37 https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23224.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23224.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23224 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23224.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objection to the Options Clearing Corporation's Proposal To Enter Into a New Credit Facility Agreement https://regulations.justia.com/regulations/fedreg/2016/09/27/2016-23223.html https://regulations.justia.com/regulations/fedreg/2016/09/27/2016-23223.html Tue, 27 Sep 2016 00:00:00 -0700 2016-23223 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-27/pdf/2016-23223.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2016/09/27/2016-23222.html https://regulations.justia.com/regulations/fedreg/2016/09/27/2016-23222.html Tue, 27 Sep 2016 00:00:00 -0700 2016-23222 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-27/pdf/2016-23222.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23326.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23326.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23326 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23326.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23325.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23325.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23325 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23325.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; NYSE MKT LLC; Order Approving Proposed Rule Changes To Provide for the Rejection of Certain Electronic Complex Orders https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23047.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23047.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23047 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23047.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23046.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23046.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23046 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23046.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Add Nasdaq Rule 7046 (Nasdaq Trading Insights) https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23045.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23045.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23045 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23045.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to SPX Combo Orders https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23044.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23044.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23044 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23044.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Amplify YieldShares Prime 5 Dividend ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23043.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23043.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23043 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23043.pdf Notice - Altegris KKR Commitments Master Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/09/23/2016-22905.html https://regulations.justia.com/regulations/fedreg/2016/09/23/2016-22905.html Fri, 23 Sep 2016 00:00:00 -0700 2016-22905 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-23/pdf/2016-22905.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the F&O Intraday Risk Management Policy https://regulations.justia.com/regulations/fedreg/2016/09/23/2016-22904.html https://regulations.justia.com/regulations/fedreg/2016/09/23/2016-22904.html Fri, 23 Sep 2016 00:00:00 -0700 2016-22904 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-23/pdf/2016-22904.pdf Notice - Northern Lights Fund Trust and Dearborn Capital Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22793.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22793.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22793 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22793.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Concerning Enhancements to The Options Clearing Corporation's Governance Arrangements https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22792.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22792.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22792 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22792.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35P (Auctions) Regarding Indicative Match Price https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22791.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22791.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22791 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22791.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22790.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22790.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22790 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22790.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To List and Trade Shares of the Global Currency Gold Fund Under NYSE Arca Equities Rule 8.201, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 2 https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22789.html https://regulations.justia.com/regulations/fedreg/2016/09/22/2016-22789.html Thu, 22 Sep 2016 00:00:00 -0700 2016-22789 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-22/pdf/2016-22789.pdf Notice - Sunshine Act Meeting; Additional Item https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22906.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22906.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22906 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22906.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Amending NYSE Rule 6A To Exclude the Physical Area Within Fully Enclosed Telephone Booths Located in 18 Broad Street From the Definition of Trading Floor https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22730.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22730.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22730 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22730.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt NASD Interpretive Material 2210-2 as FINRA Rule 2211 (Communications With the Public About Variable Life Insurance and Variable Annuities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22729.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22729.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22729 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22729.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22657.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22657.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22657 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22657.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22656.html https://regulations.justia.com/regulations/fedreg/2016/09/21/2016-22656.html Wed, 21 Sep 2016 00:00:00 -0700 2016-22656 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-21/pdf/2016-22656.pdf Notice - In the Matter of All Energy Corp., and As Seen On TV, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22731.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22731.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22731 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22731.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22625.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22625.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22625 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22625.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to BZX Rule 14.1(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22624.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22624.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22624 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22624.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Model Description Document and the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22623.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22623.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22623 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22623.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22563.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22563.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22563 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22563.pdf Notice - SEC Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22562.html https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22562.html Tue, 20 Sep 2016 00:00:00 -0700 2016-22562 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22562.pdf