<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/30?registers=between Tue, 15 Jul 2025 11:53:08 -0700 Tue, 15 Jul 2025 11:53:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/30?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Implementation of Functionality To Submit a Cover of Protect on Behalf of Another Participant and the Removal of the Option To Cover of Protect Directly With Agent https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23615.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23615.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23615 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23615.pdf Notice - SerenityShares Investments LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23611.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23611.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23611 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23611.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule To Create a Liquidity-Adding Volume Threshold To Benefit From the Current Liquidity Taking Fee in Securities Priced $1.00 or Greater https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23610.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23610.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23610 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23610.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23609.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23609.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23609 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23609.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23562.html https://regulations.justia.com/regulations/fedreg/2016/09/30/2016-23562.html Fri, 30 Sep 2016 00:00:00 -0700 2016-23562 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-30/pdf/2016-23562.pdf