<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/28?registers=between Tue, 15 Jul 2025 08:52:20 -0700 Tue, 15 Jul 2025 08:52:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/28?registers=between Notice - Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23561.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23561.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23561 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23561.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Amend BX Rules 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23324.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23324.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23324 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23324.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Nasdaq Rules 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23323.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23323.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23323.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23322.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23322.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23322 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23322.pdf Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order With Respect to FINRA Rule 2030 https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23225.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23225.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23225 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23225.pdf Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Order With Respect to MSRB Rule G-37 https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23224.html https://regulations.justia.com/regulations/fedreg/2016/09/28/2016-23224.html Wed, 28 Sep 2016 00:00:00 -0700 2016-23224 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-28/pdf/2016-23224.pdf