<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/26?registers=between Sun, 29 Dec 2024 09:26:36 -0800 Sun, 29 Dec 2024 09:26:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/26?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23326.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23326.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23326 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23326.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23325.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23325.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23325 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23325.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; NYSE MKT LLC; Order Approving Proposed Rule Changes To Provide for the Rejection of Certain Electronic Complex Orders https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23047.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23047.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23047 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23047.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 to Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23046.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23046.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23046 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23046.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Add Nasdaq Rule 7046 (Nasdaq Trading Insights) https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23045.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23045.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23045 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23045.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to SPX Combo Orders https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23044.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23044.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23044 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23044.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Amplify YieldShares Prime 5 Dividend ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23043.html https://regulations.justia.com/regulations/fedreg/2016/09/26/2016-23043.html Mon, 26 Sep 2016 00:00:00 -0700 2016-23043 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-26/pdf/2016-23043.pdf