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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/20?registers=between
Mon, 14 Jul 2025 09:32:47 -0700Mon, 14 Jul 2025 09:32:47 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/20?registers=between
Notice - In the Matter of All Energy Corp., and As Seen On TV, Inc.; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22731.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22731.htmlTue, 20 Sep 2016 00:00:00 -07002016-22731Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22731.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22625.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22625.htmlTue, 20 Sep 2016 00:00:00 -07002016-22625Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22625.pdfNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to BZX Rule 14.1(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22624.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22624.htmlTue, 20 Sep 2016 00:00:00 -07002016-22624Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22624.pdfNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Model Description Document and the ICC Risk Management Framework
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22623.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22623.htmlTue, 20 Sep 2016 00:00:00 -07002016-22623Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22623.pdfProposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22563.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22563.htmlTue, 20 Sep 2016 00:00:00 -07002016-22563Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22563.pdfNotice - SEC Advisory Committee on Small and Emerging Companies
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22562.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22562.htmlTue, 20 Sep 2016 00:00:00 -07002016-22562Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22562.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22543.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22543.htmlTue, 20 Sep 2016 00:00:00 -07002016-22543Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22543.pdfNotice - Global X Funds, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22542.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22542.htmlTue, 20 Sep 2016 00:00:00 -07002016-22542Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22542.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22541.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22541.htmlTue, 20 Sep 2016 00:00:00 -07002016-22541Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22541.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws Title
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22540.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22540.htmlTue, 20 Sep 2016 00:00:00 -07002016-22540Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22540.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Direxion Daily Municipal Bond Taxable Bear 1X Fund Under NYSE Arca Equities Rule 5.2(j)(3)
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22539.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22539.htmlTue, 20 Sep 2016 00:00:00 -07002016-22539Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22539.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22538.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22538.htmlTue, 20 Sep 2016 00:00:00 -07002016-22538Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22538.pdfNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Describe Changes to System Functionality Necessary To Implement the Tick Size Pilot Program
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22537.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22537.htmlTue, 20 Sep 2016 00:00:00 -07002016-22537Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22537.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Describe Changes to System Functionality Necessary To Implement the Tick Size Pilot Program
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22536.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22536.htmlTue, 20 Sep 2016 00:00:00 -07002016-22536Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22536.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend Rule 12403 (Cases With Three Arbitrators) of the Code of Arbitration Procedure for Customer Disputes Relating to the Panel Selection Process in Arbitration
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22535.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22535.htmlTue, 20 Sep 2016 00:00:00 -07002016-22535Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22535.pdfNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Describe Changes to System Functionality Necessary To Implement the Tick Size Pilot Program
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22534.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22534.htmlTue, 20 Sep 2016 00:00:00 -07002016-22534Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22534.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning the Options Clearing Corporation's Escrow Deposit Program
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22533.html
https://regulations.justia.com/regulations/fedreg/2016/09/20/2016-22533.htmlTue, 20 Sep 2016 00:00:00 -07002016-22533Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-20/pdf/2016-22533.pdf