<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/19?registers=between Thu, 17 Jul 2025 20:13:40 -0700 Thu, 17 Jul 2025 20:13:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/19?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22659.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22659.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22659 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22659.pdf Notice - AB Private Credit Investors Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22427.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22427.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22427 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22427.pdf Notice - OFS Capital Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22426.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22426.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22426 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22426.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementing Rule 6.61(a)(2) and (3) Until September 30, 2016 https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22424.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22424.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22424 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22424.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Change the Liquidity Fee and Credit Structure for PIP and COPIP Transactions https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22423.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22423.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22423 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22423.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Implementing Rule 967.1NY(a)(2) and (3) Until September 30, 2016 https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22422.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22422.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22422 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22422.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Change the Fees and Credits for Facilitation and Solicitation Transactions https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22421.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22421.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22421 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22421.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Specify That All Complex Order Transactions Executed Through the Exchange's Auction Mechanisms Will Be Subject to Section I (Exchange Fees) and II (Liquidity Fees and Credits) https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22420.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22420.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22420 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22420.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish the MSRB Academic Historical Transaction Data Product https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22419.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22419.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22419 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22419.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Amending FINRA Rules 2210 (Communications With the Public), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), and 2214 (Requirements for the Use of Investment Analysis Tools), as Modified by Partial Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22418.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22418.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22418 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22418.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.340 To Modify Certain Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22417.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22417.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22417 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22417.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Tiers Related to SPY Options https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22416.html https://regulations.justia.com/regulations/fedreg/2016/09/19/2016-22416.html Mon, 19 Sep 2016 00:00:00 -0700 2016-22416 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-19/pdf/2016-22416.pdf