<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/14?registers=between Sat, 12 Jul 2025 20:49:10 -0700 Sat, 12 Jul 2025 20:49:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/14?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2016/09/14/C1-2016-20062.html https://regulations.justia.com/regulations/fedreg/2016/09/14/C1-2016-20062.html Wed, 14 Sep 2016 00:00:00 -0700 C1-2016-20062 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/C1-2016-20062.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22038.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22038.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22038 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22038.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22037.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22037.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22037 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22037.pdf Notice - MIAX PEARL, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22034.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22034.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22034 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22034.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22033.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22033.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22033 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22033.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Specificity to the Definition of a Professional in the Exchange's Rules https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22032.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22032.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22032 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22032.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 100(a)(37C) (Definitions) To Add Specificity to the Definition of a Professional https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22031.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22031.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22031 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22031.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22030.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22030.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22030 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22030.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Specificity to the Definition of a Professional in the Exchange's Rules https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22029.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22029.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22029 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22029.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22028.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22028.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22028 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22028.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22027.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22027.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22027 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22027.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22026.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22026.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22026 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22026.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule Under Section VIII With Respect To Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22025.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22025.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22025 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22025.pdf Notice - Advisors Series Trust and Orinda Asset Management, LLC; Notice of Intention To Rescind an Order https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22009.html https://regulations.justia.com/regulations/fedreg/2016/09/14/2016-22009.html Wed, 14 Sep 2016 00:00:00 -0700 2016-22009 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-14/pdf/2016-22009.pdf