<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/13?registers=between Sat, 19 Jul 2025 14:39:22 -0700 Sat, 19 Jul 2025 14:39:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/13?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-22035.html https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-22035.html Tue, 13 Sep 2016 00:00:00 -0700 2016-22035 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-22035.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 907.00 of the NYSE Listed Company Manual To Adjust the Timing of Entitlements to Complimentary Products and Services for Special Purpose Acquisition Companies https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21914.html https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21914.html Tue, 13 Sep 2016 00:00:00 -0700 2016-21914 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21914.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21913.html https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21913.html Tue, 13 Sep 2016 00:00:00 -0700 2016-21913 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21913.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 and Rule 900.2NY(50) https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21912.html https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21912.html Tue, 13 Sep 2016 00:00:00 -0700 2016-21912 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21912.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.1(b)(41) and Rule 6.4 https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21911.html https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21911.html Tue, 13 Sep 2016 00:00:00 -0700 2016-21911 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21911.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes Relating to Clearing Agency Investment Policy https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21910.html https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21910.html Tue, 13 Sep 2016 00:00:00 -0700 2016-21910 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21910.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change to MSRB Rules G-15 and G-30 To Require Disclosure of Mark-Ups and Mark-Downs to Retail Customers on Certain Principal Transactions and To Provide Guidance on Prevailing Market Price https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21909.html https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21909.html Tue, 13 Sep 2016 00:00:00 -0700 2016-21909 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21909.pdf