Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/08?limit=200&registers=between&mode=atom 2024-12-29T09:15:41-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21650.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.22 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21650 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21650.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21649.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21649 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21649.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21648.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21648 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21648.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21647.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.21 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21647 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21647.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21646.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain Default Management Requirements Under Applicable Law 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21646 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21646.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21644.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.18 To Address the Exchange's Liability for System Failures; Amend Rule 2.11 To Provide for an Error Account Maintained by the Exchange's Routing Broker; Adopt Rule 11.11(e) To Allow Cancellation of Orders When a System Failure Occurs; Amend Rule 1.5 To Reposition the Definition of a Trading Center; and Make Other Non-Substantive and Conforming Changes 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21644 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21644.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21643.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options That Overlie the FTSE Developed Europe Index and the FTSE Emerging Index and To Amend the Maintenance Listing Criteria Applicable to Certain Index Options 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21643 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21643.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21642.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Create an Academic Corporate Bond TRACE Data Product 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21642 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21642.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21641.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Natixis Seeyond International Minimum Volatility ETF Under NYSE Arca Equities Rule 8.600 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21641 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21641.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21640.html Notice - Proposed Collection; Comment Request 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21640 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21640.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21520.html Notice - Proposed Collection; Comment Request 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21520 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21520.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21519.html Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rules 2.17(c) and 2.23(i) To Extend the Time Within Which OTP Holders and OTP Firms Must File a Uniform Termination Notice for Securities Industry Registration (“U5”) 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21519 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21519.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21496.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List To Amend the Date That Two Wireless Connections to Third Party Data Feeds Are Expected To Be Available 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21496 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21496.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21495.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and, the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Amend the Date That Two Wireless Connections to Third Party Data Feeds Are Expected To Be Available 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21495 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21495.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21494.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Amend the Date That Two Wireless Connections to Third Party Data Feeds Are Expected To Be Available 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21494 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21494.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21493.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21493 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21493.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21492.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change Related to the NASDAQ Options Market LLC's Pricing at Chapter XV, Section 2(6) 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21492 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21492.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21491.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21491 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21491.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21489.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BYX Exchange, Inc. 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21489 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21489.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21488.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation of Amendments to the Options Regulatory Fee 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21488 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21488.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21487.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation of the Options Regulatory Fee 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21487 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21487.pdf https://regulations.justia.com/regulations/fedreg/2016/09/08/2016-21486.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Exchange-Traded Managed Funds 2016-09-08T00:00:00-07:00 2016-09-08T00:00:00-07:00 2016-21486 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-08/pdf/2016-21486.pdf