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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/02?registers=between
Tue, 15 Jul 2025 07:19:03 -0700Tue, 15 Jul 2025 07:19:03 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/02?registers=between
Notice - In the Matter of Luxeyard, Inc., and SuperDirectories, Inc.; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21301.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21301.htmlFri, 02 Sep 2016 00:00:00 -07002016-21301Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21301.pdfNotice - In the Matter of Multi-Corp. International, Inc., Pan American Goldfields Ltd., and Sky Harvest Energy Corp., File No. 500-1; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21300.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21300.htmlFri, 02 Sep 2016 00:00:00 -07002016-21300Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21300.pdfRule - Access to Data Obtained by Security-Based Swap Data Repositories
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21137.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21137.htmlFri, 02 Sep 2016 00:00:00 -07002016-21137Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21137.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21136.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21136.htmlFri, 02 Sep 2016 00:00:00 -07002016-21136Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21136.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21135.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21135.htmlFri, 02 Sep 2016 00:00:00 -07002016-21135Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21135.pdfNotice - Investment Company Act of 1940; Release No. 32242/August 29, 2016; Order Under Sections 26(c) and 17(b) of the Investment Company Act of 1940 (“Act”)
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21134.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21134.htmlFri, 02 Sep 2016 00:00:00 -07002016-21134Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21134.pdfNotice - Starboard Investment Trust and Cavalier Investments, Inc.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21133.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21133.htmlFri, 02 Sep 2016 00:00:00 -07002016-21133Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21133.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21132.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21132.htmlFri, 02 Sep 2016 00:00:00 -07002016-21132Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21132.pdfNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1042A, Exercise of Options Contracts and Options Floor Procedure Advice G-1, Index Option Exercise Advice Forms
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21131.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21131.htmlFri, 02 Sep 2016 00:00:00 -07002016-21131Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21131.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt the Third Party Connectivity Service Under Rules 7034(b) and 7051
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21130.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21130.htmlFri, 02 Sep 2016 00:00:00 -07002016-21130Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21130.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21129.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21129.htmlFri, 02 Sep 2016 00:00:00 -07002016-21129Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21129.pdfProposed Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Order With Respect to MSRB Rule G-37
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20890.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20890.htmlFri, 02 Sep 2016 00:00:00 -07002016-20890Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-20890.pdfProposed Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Order With Respect to FINRA Rule 2030
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20889.html
https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20889.htmlFri, 02 Sep 2016 00:00:00 -07002016-20889Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-20889.pdf