<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/01?registers=between Mon, 14 Jul 2025 17:56:14 -0700 Mon, 14 Jul 2025 17:56:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/09/01?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21026.html https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21026.html Thu, 01 Sep 2016 00:00:00 -0700 2016-21026 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-01/pdf/2016-21026.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add the Investors Exchange LLC as a Participant https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21025.html https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21025.html Thu, 01 Sep 2016 00:00:00 -0700 2016-21025 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-01/pdf/2016-21025.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Address Extraordinary Market Volatility To Add the Investors Exchange LLC as a Participant https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21024.html https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21024.html Thu, 01 Sep 2016 00:00:00 -0700 2016-21024 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-01/pdf/2016-21024.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Implement a Tick Size Pilot Program To Add the Investors Exchange LLC as a Participant https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21023.html https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21023.html Thu, 01 Sep 2016 00:00:00 -0700 2016-21023 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-01/pdf/2016-21023.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of Amendment No. 26 to the Second Restatement of the CTA Plan and Amendment No. 19 to the Restated CQ Plan To Add the Investors Exchange LLC as a Participant https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21022.html https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21022.html Thu, 01 Sep 2016 00:00:00 -0700 2016-21022 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-01/pdf/2016-21022.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 37 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis To Add the Investors Exchange LLC as a Participant https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21021.html https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-21021.html Thu, 01 Sep 2016 00:00:00 -0700 2016-21021 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-01/pdf/2016-21021.pdf Rule - Form ADV and Investment Advisers Act Rules https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-20832.html https://regulations.justia.com/regulations/fedreg/2016/09/01/2016-20832.html Thu, 01 Sep 2016 00:00:00 -0700 2016-20832 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-01/pdf/2016-20832.pdf