<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/08/30?registers=between Fri, 15 Aug 2025 20:19:22 -0700 Fri, 15 Aug 2025 20:19:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/08/30?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20952.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20952.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20952 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20952.pdf Notice - In the Matter of MarilynJean Interactive Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20924.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20924.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20924 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20924.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20742.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20742.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20742 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20742.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of SR-FINRA-2016-028 https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20741.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20741.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20741 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20741.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the First Trust Horizon Managed Volatility Domestic ETF and the First Trust Horizon Managed Volatility Developed International ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20740.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20740.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20740 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20740.pdf Notice - iShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20739.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20739.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20739 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20739.pdf Notice - Calvert Social Investment Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20738.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20738.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20738 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20738.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving a Proposed Rule Change To Expand the Short Term Option Series Program To Allow Wednesday Expirations for SPY Options https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20737.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20737.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20737 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20737.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; The Nasdaq Stock Market LLC; NASDAQ PHLX LLC; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt Limit Order Protections https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20736.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20736.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20736 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20736.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(c)(4) To List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20735.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20735.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20735 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20735.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Connectivity Fees at Chapter VIII of the NASDAQ PHLX LLC Pricing Schedule https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20734.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20734.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20734 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20734.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Text of Current Rule 8313; Amending Rules Relating to the Imposition of Temporary and Current Cease and Desist Orders to Correspond to Recent Amendments by FINRA; and Making Certain Technical and Conforming Changes to Rule 9310 https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20733.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20733.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20733 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20733.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20732.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20732.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20732 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20732.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20731.html https://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20731.html Tue, 30 Aug 2016 00:00:00 -0700 2016-20731 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20731.pdf