<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/08/01?registers=between Wed, 13 Aug 2025 05:21:10 -0700 Wed, 13 Aug 2025 05:21:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/08/01?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18211.html https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18211.html Mon, 01 Aug 2016 00:00:00 -0700 2016-18211 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18211.pdf Notice - New York Life Insurance and Annuity Corporation, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18060.html https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18060.html Mon, 01 Aug 2016 00:00:00 -0700 2016-18060 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18060.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18057.html https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18057.html Mon, 01 Aug 2016 00:00:00 -0700 2016-18057 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18057.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 11.230 To Rename the “Router Plus” Routing Option to “Router” https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18056.html https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18056.html Mon, 01 Aug 2016 00:00:00 -0700 2016-18056 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18056.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 754 (Employees' Discretion as to Customers' Accounts) https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18055.html https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18055.html Mon, 01 Aug 2016 00:00:00 -0700 2016-18055 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18055.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Exchange Fees and Other Claims and Billing Policy https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18054.html https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18054.html Mon, 01 Aug 2016 00:00:00 -0700 2016-18054 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18054.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust Under BZX Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18053.html https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18053.html Mon, 01 Aug 2016 00:00:00 -0700 2016-18053 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18053.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Virtus Japan Alpha ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18052.html https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18052.html Mon, 01 Aug 2016 00:00:00 -0700 2016-18052 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18052.pdf