Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-21T06:01:31-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18061.htmlNotice - Sunshine Act Meeting2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-18061Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18061.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18020.htmlNotice - Order Granting Application of Investors' Exchange LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i)(A) pursuant to Rule 10b-10(f)2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-18020Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18020.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17911.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17911Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17911.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17910.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Tied to Stock Orders2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17910.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17909.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Options Market LLC Pricing at Chapter XV2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17909.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17908.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17908Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17908.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17907.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17907Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17907.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17906.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to NSX Rule 11.25(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17906Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17906.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-16987.htmlRule - Amendments to the Commission's Rules of Practice2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-16987Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-16987.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17965.htmlNotice - In the Matter of American Transportation Holdings, Inc.; Order of Suspension of Trading2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17965Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17965.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17824.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 6, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17824Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17824.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17823.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Price Improvement XL Pricing2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17823Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17823.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17822.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Complimentary Services Offered to Certain New Listings2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17822Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17822.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17820.htmlNotice - Submission for OMB Review; Comment Request2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17820Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17820.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17825.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 7 Thereto, Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17825Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17825.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17821.htmlNotice - Submission for OMB Review; Comment Request2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17821Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17821.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17676.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17676Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17676.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17675.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17675Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17675.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17674.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as well as Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and the NYSE Arca Options Fee Schedule To Reflect the Changes2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17674Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17674.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17673.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE Price List To Reflect the Changes2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17673Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17673.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17672.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Virtus Japan Alpha ETF Under NYSE Arca Equities Rule 8.6002016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17672Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17672.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17671.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Exchange-Traded Managed Funds2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17671Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17671.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17670.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17670Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17670.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17669.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rules 2.16(c) and 2.21(i) to Harmonize the Requirement of When an ETP Holder Must File a Uniform Termination Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17669Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17669.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17668.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliated Entities2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17668Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17668.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17667.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rules 2.17(c) and 2.23(i) To Harmonize the Requirement of When OTP Holders and OTP Firms Must File a Uniform Termination Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17667Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17667.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17666.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliated Entities2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17666Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17666.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17665.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Pursuant to Which DTC Would Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17665Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17665.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17664.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17664Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17664.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17663.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17663Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17663.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17662.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17662Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17662.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-16967.htmlProposed Rule - Disclosure of Order Handling Information2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-16967Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-16967.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-15677.htmlRule - Order Recognizing the Resource Extraction Payment Disclosure Requirements of the European Union, Canada and the U.S. Extractive Industries Transparency Initiative as Substantially Similar to the Requirements of Rule 13q-1 Under the Securities Exchange Act of 19342016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-15677Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-15677.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-15676.htmlRule - Disclosure of Payments by Resource Extraction Issuers2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-15676Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-15676.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17636.htmlNotice - Submission for OMB Review; Comment Request2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17636Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17636.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17607.htmlNotice - Mutual Fund Series Trust, et al.; Notice of Application2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17607Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17607.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17586.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Affiliated Entities2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17586Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17586.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17585.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1(s) and 7.35P(a)(10)(A) to Extend the Period for the Current Trading Halt Auction Collar Price Collar Thresholds2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17585Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17585.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17584.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Regarding Payment of Compensation and Rebates, and Research Analyst Attestation Requirements, Harmonizing With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17584Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17584.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17583.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a New Rule 346 Prohibiting Association by Member Organizations, Principal Executives, Approved Persons, and Persons Associated With a Member Organization or Control Persons of Member Organizations With Persons Subject to a Statutory Disqualification2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17583Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17583.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17582.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Recently Adopted Step Up Mechanism on Its Equity Options Platform2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17582.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17580.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d) and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 762016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17580Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17580.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17573.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17573Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17573.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17572.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.6002016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17572Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17572.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17448.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Adjustments to Its Options Regulatory Fee2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17448Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17448.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17447.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Adjustments to Nasdaq's Options Regulatory Fee2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17447Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17447.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17446.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17446Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17446.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17445.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Establish a Link With Euroclear2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17445Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17445.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17444.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 1.1 To Establish an Official Closing Price for Exchange-Listed Securities if the Exchange Is Unable To Conduct a Closing Auction2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17444Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17444.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17443.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 70182016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17443Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17443.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/22/2016-17449.htmlNotice - In the Matter of Scanner Technologies Corp., Seville Ventures Corp., StarInvest Group, Inc., and The Digital Development Group Corp.; Order of Suspension of Trading2016-07-22T00:00:00-07:002016-07-22T00:00:00-07:002016-17449Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-22/pdf/2016-17449.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/22/2016-17280.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange to Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP2016-07-22T00:00:00-07:002016-07-22T00:00:00-07:002016-17280Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-22/pdf/2016-17280.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17201.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend Certain Rules Related to Flexible Exchange Options2016-07-21T00:00:00-07:002016-07-21T00:00:00-07:002016-17201Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17201.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17200.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants2016-07-21T00:00:00-07:002016-07-21T00:00:00-07:002016-17200Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17200.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17199.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF, a Series of ProShares2016-07-21T00:00:00-07:002016-07-21T00:00:00-07:002016-17199Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17199.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17198.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.7002016-07-21T00:00:00-07:002016-07-21T00:00:00-07:002016-17198Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17198.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17197.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program2016-07-21T00:00:00-07:002016-07-21T00:00:00-07:002016-17197Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17197.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17196.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program2016-07-21T00:00:00-07:002016-07-21T00:00:00-07:002016-17196Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17196.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17195.htmlNotice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program2016-07-21T00:00:00-07:002016-07-21T00:00:00-07:002016-17195Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17195.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17194.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Functionality Offered by the Exchange's Options Platform To: Modify Various Rules To Eliminate the Display-Price Sliding Option; Modify Various Rules To Eliminate Price Improving Orders; and Adopt the Step Up Mechanism2016-07-21T00:00:00-07:002016-07-21T00:00:00-07:002016-17194Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17194.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/21/2016-17193.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc.2016-07-21T00:00:00-07:002016-07-21T00:00:00-07:002016-17193Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-21/pdf/2016-17193.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17107.htmlNotice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Janus Detroit Street Trust, the Janus Velocity Tail Risk Hedged Large Cap ETF, and the Janus Velocity Volatility Hedged Large Cap ETF2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17107Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17107.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17098.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of BlackRock Government Collateral Pledge Unit Under NYSE Arca Equities Rule 8.6002016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17098Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17098.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17097.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17097Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17097.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17096.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Removing From Its Rules Certain Internal Procedures Regarding the Use of Fine Income2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17096Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17096.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17095.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17095Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17095.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17094.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Establish the MSRB Academic Historical Transaction Data Product2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17094Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17094.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17093.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17093Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17093.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17092.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17092Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17092.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17091.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.22 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17091Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17091.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17090.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.21 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17090Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17090.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17089.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 8 Thereto, to List and Trade Under BZX Rule 14.11(c)(4) Shares of the Following Series of VanEck Vectors ETF Trust: VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF; VanEck Vectors AMT-Free 8-12 Year Municipal Index ETF; and VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF2016-07-20T00:00:00-07:002016-07-20T00:00:00-07:002016-17089Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17089.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17168.htmlNotice - Sunshine Act Meeting2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-17168Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-17168.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17167.htmlNotice - Sunshine Act Meeting2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-17167Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-17167.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17001.htmlNotice - Submission for OMB Review; Comment Request2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-17001Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-17001.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17000.htmlNotice - Proposed Collection; Comment Request2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-17000Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-17000.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16999.htmlNotice - Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to PowerShares DWA Momentum & Low Volatility Rotation Portfolio Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-16999Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16999.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16975.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGX Rule 13.4(a), Stating It Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-16975Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16975.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16974.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce New Risk Protections on the Exchange and Provide Enhancements to Current Risk Protections2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-16974Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16974.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16973.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Plan To Implement a Tick Size Pilot Program2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-16973Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16973.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16972.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-16972Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16972.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16971.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-16971Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16971.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16970.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 13.4(a), Stating It Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes2016-07-19T00:00:00-07:002016-07-19T00:00:00-07:002016-16970Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16970.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16892.htmlNotice - Equity Market Structure Advisory Committee2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16892Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16892.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16866.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16866Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16866.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16861.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16861Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16861.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16860.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BYX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16860Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16860.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16859.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Through January 18, 20172016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16859Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16859.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16858.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16858Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16858.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16857.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Detection of Loss of Connection2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16857Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16857.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16856.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule Effective July 1, 20162016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16856Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16856.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16855.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16855Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16855.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16854.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Senior Management Authority2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16854Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16854.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16853.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Senior Management Authority2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16853Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16853.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16852.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16852Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16852.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16851.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the First Trust CEF Income Opportunity ETF and the First Trust Municipal CEF Income Opportunity ETF2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16851Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16851.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16850.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc.2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16850Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16850.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16849.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc.2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16849Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16849.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16848.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16848Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16848.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16867.htmlNotice - Sunshine Act Meeting2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16867Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16867.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16727.htmlNotice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Amendments to Board Rules Relating to Inspections2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16727Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16727.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16725.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automated Removal of Quotes2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16725Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16725.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16724.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automated Removal of Orders and Quotes2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16724Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16724.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16723.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 952NY With Respect to Opening Trading in an Options Series2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16723Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16723.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16722.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee for the Regulatory Element of Continuing Education2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16722Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16722.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16721.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 3.3 To Delete an Outdated Reference2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16721Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16721.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16720.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 12403 (Cases With Three Arbitrators) of the Code of Arbitration Procedure for Customer Disputes Relating to the Panel Selection Process in Arbitration2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16720Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16720.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16719.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rule 70182016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16719Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16719.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16718.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Membership Approval Process2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16718Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16718.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16717.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16717Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16717.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16715.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.64 With Respect To Opening Trading in an Options Series2016-07-15T00:00:00-07:002016-07-15T00:00:00-07:002016-16715Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16715.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16618.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87 Regarding Transactions That Qualify as a Catastrophic Error as it Relates to Binary Return Derivatives Contracts2016-07-14T00:00:00-07:002016-07-14T00:00:00-07:002016-16618Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16618.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16617.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY Regarding Transactions That Qualify as a Catastrophic Error as it Relates to Binary Return Derivatives Contracts2016-07-14T00:00:00-07:002016-07-14T00:00:00-07:002016-16617Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16617.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16616.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A To Extend the MIAX Price Improvement Mechanism (“PRIME”) Auction Pilot Program Until January 18, 20172016-07-14T00:00:00-07:002016-07-14T00:00:00-07:002016-16616Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16616.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16615.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF2016-07-14T00:00:00-07:002016-07-14T00:00:00-07:002016-16615Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16615.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16605.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform2016-07-14T00:00:00-07:002016-07-14T00:00:00-07:002016-16605Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16605.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16604.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust2016-07-14T00:00:00-07:002016-07-14T00:00:00-07:002016-16604Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16604.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16603.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust2016-07-14T00:00:00-07:002016-07-14T00:00:00-07:002016-16603Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16603.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16602.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule2016-07-14T00:00:00-07:002016-07-14T00:00:00-07:002016-16602Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16602.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16601.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.6002016-07-14T00:00:00-07:002016-07-14T00:00:00-07:002016-16601Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16601.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16541.htmlNotice - Corrected Order Extending a Temporary Exemption From Compliance With Rules 13n-1 to 13n-12 Under the Securities Exchange Act of 19342016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16541Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16541.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16495.htmlNotice - Proposed Collection; Comment Request2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16495Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16495.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16494.htmlNotice - Proposed Collection; Comment Request2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16494Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16494.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16493.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Plan To Implement a Tick Size Pilot Program2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16493Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16493.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16492.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Plan To Implement a Tick Size Pilot Program2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16492Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16492.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16491.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend PRISM Pilot Program Through January 18, 20172016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16491Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16491.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16490.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Proposed Rule Change Regarding Account and Order Ticket Information2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16490Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16490.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16488.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF (“SPY”) (“SPY Pilot Program”)2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16488Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16488.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16487.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Limit Order Protection2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16487Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16487.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16486.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt Limit Order Protection2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16486Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16486.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16485.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt Limit Order Protection2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16485Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16485.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16484.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Expand the Short Term Option Series Program To Allow Wednesday Expirations for SPY Options2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16484Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16484.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16483.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16483Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16483.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16482.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16482Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16482.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16481.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the AdvisorShares KIM Korea Equity ETF2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16481Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16481.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16480.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.67(c) by Revising the Clearing Member Requirement for Entering an Order Into the Electronic Order Capture System2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16480Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16480.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16479.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 955NY(c) by Revising the Clearing Member Requirement for Entering an Order Into the Electronic Order Capture System2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16479Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16479.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16478.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Application of FINRA Rule 2210 (“Communications With the Public”) to Debt Research Reports2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16478Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16478.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16459.htmlNotice - Announcement of Office of Management and Budget's Approval of Collection of Information Contained in “Final Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies.”2016-07-13T00:00:00-07:002016-07-13T00:00:00-07:002016-16459Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16459.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/12/2016-16542.htmlNotice - Sunshine Act Meeting2016-07-12T00:00:00-07:002016-07-12T00:00:00-07:002016-16542Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-12/pdf/2016-16542.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/12/2016-16497.htmlNotice - Sunshine Act Meeting2016-07-12T00:00:00-07:002016-07-12T00:00:00-07:002016-16497Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-12/pdf/2016-16497.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/12/2016-16496.htmlNotice - Sunshine Act Meeting2016-07-12T00:00:00-07:002016-07-12T00:00:00-07:002016-16496Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-12/pdf/2016-16496.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/12/2016-16380.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Proposed Rule Change to BZX Rule 14.11(d) To Add the EURO STOXX 50® Volatility Futures to the Definition of Futures Reference Asset2016-07-12T00:00:00-07:002016-07-12T00:00:00-07:002016-16380Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-12/pdf/2016-16380.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/12/2016-16379.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules Related to Execution and Priority2016-07-12T00:00:00-07:002016-07-12T00:00:00-07:002016-16379Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-12/pdf/2016-16379.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/12/2016-16378.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 41202016-07-12T00:00:00-07:002016-07-12T00:00:00-07:002016-16378Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-12/pdf/2016-16378.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/12/2016-16377.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List2016-07-12T00:00:00-07:002016-07-12T00:00:00-07:002016-16377Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-12/pdf/2016-16377.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/12/2016-16376.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 31002016-07-12T00:00:00-07:002016-07-12T00:00:00-07:002016-16376Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-12/pdf/2016-16376.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/11/2016-16311.htmlNotice - Investor Advisory Committee Meeting2016-07-11T00:00:00-07:002016-07-11T00:00:00-07:002016-16311Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-11/pdf/2016-16311.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/11/2016-16272.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Partial Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 2 and 3, Relating to Pre-Opening Indications and Opening Procedures2016-07-11T00:00:00-07:002016-07-11T00:00:00-07:002016-16272Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-11/pdf/2016-16272.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/11/2016-16271.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the First Trust Equity Market Neutral ETF of the First Trust Exchange-Traded Fund VIII2016-07-11T00:00:00-07:002016-07-11T00:00:00-07:002016-16271Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-11/pdf/2016-16271.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/11/2016-16270.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .01 to Rule 16.1 To Specify the Calculation Methodology for Counting Professional Orders2016-07-11T00:00:00-07:002016-07-11T00:00:00-07:002016-16270Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-11/pdf/2016-16270.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/11/2016-16269.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the Amplify Dow Theory Forecasts Buy List ETF of Amplify ETF Trust2016-07-11T00:00:00-07:002016-07-11T00:00:00-07:002016-16269Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-11/pdf/2016-16269.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/11/2016-16192.htmlNotice - Proposed Collection; Comment Request2016-07-11T00:00:00-07:002016-07-11T00:00:00-07:002016-16192Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-11/pdf/2016-16192.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/08/2016-16309.htmlNotice - Sunshine Act Meeting2016-07-08T00:00:00-07:002016-07-08T00:00:00-07:002016-16309Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-08/pdf/2016-16309.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/08/2016-16193.htmlNotice - Proposed Collection; Comment Request2016-07-08T00:00:00-07:002016-07-08T00:00:00-07:002016-16193Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-08/pdf/2016-16193.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/08/2016-16191.htmlNotice - Proposed Collection; Comment Request2016-07-08T00:00:00-07:002016-07-08T00:00:00-07:002016-16191Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-08/pdf/2016-16191.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16123.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Require Listed Companies to Publicly Disclose Compensation or Other Payments by Third Parties to Board of Director's Members or Nominees2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16123Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16123.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16122.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16122Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16122.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16112.htmlNotice - Security-Based Swap Data Repositories; DTCC Data Repository (U.S.) LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16112Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16112.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16111.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .01 to Rule 16.1 To Specify the Calculation Methodology for Counting Professional Orders2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16111Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16111.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16110.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 2 to Proposed Rule Change To Adopt FINRA Capital Acquisition Broker Rules2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16110Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16110.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16109.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE))2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16109Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16109.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16108.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the JPMorgan Diversified Event Driven ETF Under NYSE Arca Equities Rule 8.6002016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16108Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16108.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16073.htmlNotice - Order Extending a Temporary Exemption From Compliance With Rules 13n-1 to 13n-12 Under the Securities Exchange Act of 19342016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16073Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16073.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16040.htmlNotice - Submission for OMB Review; Comment Request2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16040Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16040.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16039.htmlNotice - Submission for OMB Review; Comment Request2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16039Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16039.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16038.htmlNotice - Lord Abbett Family of Funds and Lord, Abbett & Co. LLC; Notice of Application2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16038Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16038.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16037.htmlNotice - Submission for OMB Review; Comment Request2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16037Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16037.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16036.htmlNotice - Submission for OMB Review; Comment Request2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16036Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16036.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16035.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Process for an Expedited Suspension Proceeding and Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16035Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16035.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16034.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding Use of Rule 144A Securities By the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16034Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16034.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16033.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Suspend the Interbank Service of the GCF Repo® Service2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16033Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16033.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16032.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16032Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16032.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16031.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the Natixis Seeyond International Minimum Volatility ETF Under NYSE Arca Equities Rule 8.6002016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16031Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16031.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16030.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16030Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16030.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16029.htmlNotice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16029Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16029.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16028.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16028Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16028.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16027.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professionals Order Counting2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16027Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16027.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16026.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Professional Designation2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16026Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16026.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/07/2016-16025.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rules 340, 341, and 359 To Extend the Time Within Which a Member or Member Organization or an ATP Holder Must File a Uniform Termination Notice for Securities Industry Registration2016-07-07T00:00:00-07:002016-07-07T00:00:00-07:002016-16025Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-07/pdf/2016-16025.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/06/2016-16076.htmlNotice - Sunshine Act Meeting2016-07-06T00:00:00-07:002016-07-06T00:00:00-07:002016-16076Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-16076.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/06/2016-16075.htmlNotice - Sunshine Act Meeting2016-07-06T00:00:00-07:002016-07-06T00:00:00-07:002016-16075Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-16075.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15919.htmlNotice - Fidelity Commonwealth Trust, et al.; Notice of Application2016-07-06T00:00:00-07:002016-07-06T00:00:00-07:002016-15919Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15919.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15918.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Increase Transparency for CMO Transactions2016-07-06T00:00:00-07:002016-07-06T00:00:00-07:002016-15918Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15918.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15917.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Interpretation and Policy .01 From Rule 11.13, Order Execution and Routing2016-07-06T00:00:00-07:002016-07-06T00:00:00-07:002016-15917Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15917.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15916.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Interpretation and Policy .01 From Rule 11.13, Order Execution and Routing2016-07-06T00:00:00-07:002016-07-06T00:00:00-07:002016-15916Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15916.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15915.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Detection of Loss of Connection2016-07-06T00:00:00-07:002016-07-06T00:00:00-07:002016-15915Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15915.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15913.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of First Trust Horizon Managed Volatility Domestic ETF and First Trust Horizon Managed Volatility Developed International ETF Under NYSE Arca Equities Rule 8.6002016-07-06T00:00:00-07:002016-07-06T00:00:00-07:002016-15913Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15913.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15761.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AdvisorShares Market Adaptive Unconstrained Income ETF of the AdvisorShares Trust2016-07-05T00:00:00-07:002016-07-05T00:00:00-07:002016-15761Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15761.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15760.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Professionals Order Counting2016-07-05T00:00:00-07:002016-07-05T00:00:00-07:002016-15760Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15760.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15759.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Content Outline for the Municipal Advisor Representative Qualification Examination (Series 50)2016-07-05T00:00:00-07:002016-07-05T00:00:00-07:002016-15759Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15759.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15758.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)2016-07-05T00:00:00-07:002016-07-05T00:00:00-07:002016-15758Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15758.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15757.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Investors' Exchange LLC2016-07-05T00:00:00-07:002016-07-05T00:00:00-07:002016-15757Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15757.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15756.htmlNotice - Self-Regulatory Organization; BATS BYX-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program2016-07-05T00:00:00-07:002016-07-05T00:00:00-07:002016-15756Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15756.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15675.htmlProposed Rule - Adviser Business Continuity and Transition Plans2016-07-05T00:00:00-07:002016-07-05T00:00:00-07:002016-15675Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15675.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15718.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add a New Discretionary Pegged Order2016-07-01T00:00:00-07:002016-07-01T00:00:00-07:002016-15718Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15718.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15717.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period2016-07-01T00:00:00-07:002016-07-01T00:00:00-07:002016-15717Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15717.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15716.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To List Options That Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, To Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and To Amend the Maintenance Listing Criteria Applicable to Certain Index Options2016-07-01T00:00:00-07:002016-07-01T00:00:00-07:002016-15716Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15716.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15715.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot Through December 31, 20162016-07-01T00:00:00-07:002016-07-01T00:00:00-07:002016-15715Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15715.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15714.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Fees for Certain Real Estate Investment Trusts Listed on Nasdaq2016-07-01T00:00:00-07:002016-07-01T00:00:00-07:002016-15714Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15714.pdf