<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/19?registers=between Sun, 29 Dec 2024 08:55:14 -0800 Sun, 29 Dec 2024 08:55:14 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/19?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17168.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17168.html Tue, 19 Jul 2016 00:00:00 -0700 2016-17168 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-17168.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17167.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17167.html Tue, 19 Jul 2016 00:00:00 -0700 2016-17167 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-17167.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17001.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17001.html Tue, 19 Jul 2016 00:00:00 -0700 2016-17001 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-17001.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17000.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-17000.html Tue, 19 Jul 2016 00:00:00 -0700 2016-17000 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-17000.pdf Notice - Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to PowerShares DWA Momentum & Low Volatility Rotation Portfolio Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16999.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16999.html Tue, 19 Jul 2016 00:00:00 -0700 2016-16999 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16999.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGX Rule 13.4(a), Stating It Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16975.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16975.html Tue, 19 Jul 2016 00:00:00 -0700 2016-16975 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16975.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce New Risk Protections on the Exchange and Provide Enhancements to Current Risk Protections https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16974.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16974.html Tue, 19 Jul 2016 00:00:00 -0700 2016-16974 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16974.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16973.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16973.html Tue, 19 Jul 2016 00:00:00 -0700 2016-16973 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16973.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16972.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16972.html Tue, 19 Jul 2016 00:00:00 -0700 2016-16972 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16972.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16971.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16971.html Tue, 19 Jul 2016 00:00:00 -0700 2016-16971 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16971.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 13.4(a), Stating It Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16970.html https://regulations.justia.com/regulations/fedreg/2016/07/19/2016-16970.html Tue, 19 Jul 2016 00:00:00 -0700 2016-16970 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-19/pdf/2016-16970.pdf