<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/18?registers=between Sun, 17 Aug 2025 22:46:55 -0700 Sun, 17 Aug 2025 22:46:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/18?registers=between Notice - Equity Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16892.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16892.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16892 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16892.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16866.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16866.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16866 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16866.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16861.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16861.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16861 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16861.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BYX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16860.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16860.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16860 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16860.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Through January 18, 2017 https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16859.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16859.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16859 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16859.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16858.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16858.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16858 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16858.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Detection of Loss of Connection https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16857.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16857.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16857 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16857.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule Effective July 1, 2016 https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16856.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16856.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16856 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16856.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16855.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16855.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16855 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16855.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Senior Management Authority https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16854.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16854.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16854 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16854.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Senior Management Authority https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16853.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16853.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16853 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16853.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16852.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16852.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16852 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16852.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the First Trust CEF Income Opportunity ETF and the First Trust Municipal CEF Income Opportunity ETF https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16851.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16851.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16851 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16851.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16850.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16850.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16850 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16850.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16849.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16849.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16849 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16849.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16848.html https://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16848.html Mon, 18 Jul 2016 00:00:00 -0700 2016-16848 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16848.pdf