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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/15?registers=between
Tue, 15 Jul 2025 17:36:52 -0700Tue, 15 Jul 2025 17:36:52 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/15?registers=between
Notice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16867.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16867.htmlFri, 15 Jul 2016 00:00:00 -07002016-16867Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16867.pdfNotice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Amendments to Board Rules Relating to Inspections
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16727.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16727.htmlFri, 15 Jul 2016 00:00:00 -07002016-16727Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16727.pdfNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automated Removal of Quotes
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16725.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16725.htmlFri, 15 Jul 2016 00:00:00 -07002016-16725Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16725.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automated Removal of Orders and Quotes
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16724.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16724.htmlFri, 15 Jul 2016 00:00:00 -07002016-16724Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16724.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 952NY With Respect to Opening Trading in an Options Series
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16723.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16723.htmlFri, 15 Jul 2016 00:00:00 -07002016-16723Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16723.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee for the Regulatory Element of Continuing Education
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16722.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16722.htmlFri, 15 Jul 2016 00:00:00 -07002016-16722Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16722.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 3.3 To Delete an Outdated Reference
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16721.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16721.htmlFri, 15 Jul 2016 00:00:00 -07002016-16721Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16721.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 12403 (Cases With Three Arbitrators) of the Code of Arbitration Procedure for Customer Disputes Relating to the Panel Selection Process in Arbitration
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16720.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16720.htmlFri, 15 Jul 2016 00:00:00 -07002016-16720Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16720.pdfNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rule 7018
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16719.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16719.htmlFri, 15 Jul 2016 00:00:00 -07002016-16719Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16719.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Membership Approval Process
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16718.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16718.htmlFri, 15 Jul 2016 00:00:00 -07002016-16718Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16718.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16717.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16717.htmlFri, 15 Jul 2016 00:00:00 -07002016-16717Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16717.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.64 With Respect To Opening Trading in an Options Series
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16715.html
https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16715.htmlFri, 15 Jul 2016 00:00:00 -07002016-16715Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16715.pdf