Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/14?limit=200&registers=between&mode=atom 2024-12-29T09:33:54-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16618.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87 Regarding Transactions That Qualify as a Catastrophic Error as it Relates to Binary Return Derivatives Contracts 2016-07-14T00:00:00-07:00 2016-07-14T00:00:00-07:00 2016-16618 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16618.pdf https://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16617.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY Regarding Transactions That Qualify as a Catastrophic Error as it Relates to Binary Return Derivatives Contracts 2016-07-14T00:00:00-07:00 2016-07-14T00:00:00-07:00 2016-16617 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16617.pdf https://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16616.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A To Extend the MIAX Price Improvement Mechanism (“PRIME”) Auction Pilot Program Until January 18, 2017 2016-07-14T00:00:00-07:00 2016-07-14T00:00:00-07:00 2016-16616 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16616.pdf https://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16615.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF 2016-07-14T00:00:00-07:00 2016-07-14T00:00:00-07:00 2016-16615 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16615.pdf https://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16605.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform 2016-07-14T00:00:00-07:00 2016-07-14T00:00:00-07:00 2016-16605 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16605.pdf https://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16604.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust 2016-07-14T00:00:00-07:00 2016-07-14T00:00:00-07:00 2016-16604 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16604.pdf https://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16603.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust 2016-07-14T00:00:00-07:00 2016-07-14T00:00:00-07:00 2016-16603 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16603.pdf https://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16602.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2016-07-14T00:00:00-07:00 2016-07-14T00:00:00-07:00 2016-16602 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16602.pdf https://regulations.justia.com/regulations/fedreg/2016/07/14/2016-16601.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 2016-07-14T00:00:00-07:00 2016-07-14T00:00:00-07:00 2016-16601 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-14/pdf/2016-16601.pdf