<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/05?registers=between Tue, 22 Jul 2025 11:23:26 -0700 Tue, 22 Jul 2025 11:23:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/05?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AdvisorShares Market Adaptive Unconstrained Income ETF of the AdvisorShares Trust https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15761.html https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15761.html Tue, 05 Jul 2016 00:00:00 -0700 2016-15761 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15761.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Professionals Order Counting https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15760.html https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15760.html Tue, 05 Jul 2016 00:00:00 -0700 2016-15760 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15760.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Content Outline for the Municipal Advisor Representative Qualification Examination (Series 50) https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15759.html https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15759.html Tue, 05 Jul 2016 00:00:00 -0700 2016-15759 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15759.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15758.html https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15758.html Tue, 05 Jul 2016 00:00:00 -0700 2016-15758 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15758.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Investors' Exchange LLC https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15757.html https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15757.html Tue, 05 Jul 2016 00:00:00 -0700 2016-15757 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15757.pdf Notice - Self-Regulatory Organization; BATS BYX-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15756.html https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15756.html Tue, 05 Jul 2016 00:00:00 -0700 2016-15756 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15756.pdf Proposed Rule - Adviser Business Continuity and Transition Plans https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15675.html https://regulations.justia.com/regulations/fedreg/2016/07/05/2016-15675.html Tue, 05 Jul 2016 00:00:00 -0700 2016-15675 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-07-05/pdf/2016-15675.pdf