<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/01?registers=between Wed, 13 Aug 2025 06:43:13 -0700 Wed, 13 Aug 2025 06:43:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/07/01?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add a New Discretionary Pegged Order https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15718.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15718.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15718 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15718.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15717.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15717.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15717 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15717.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To List Options That Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, To Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and To Amend the Maintenance Listing Criteria Applicable to Certain Index Options https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15716.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15716.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15716 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15716.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot Through December 31, 2016 https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15715.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15715.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15715 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15715.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Fees for Certain Real Estate Investment Trusts Listed on Nasdaq https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15714.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15714.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15714 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15714.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order To Extend the Penny Pilot Through December 31, 2016 https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15713.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15713.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15713 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15713.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through December 31, 2016 https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15712.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15712.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15712 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15712.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7150 (Price Improvement Period (“PIP”)) To Establish the Quality Market Maker Allocation in a PIP Order https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15711.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15711.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15711 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15711.pdf Proposed Rule - Amendments to Smaller Reporting Company Definition https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15674.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15674.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15674 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15674.pdf Notice - MainStay Funds Trust, et al.; https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15584.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15584.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15584 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15584.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.22(i) Identifying Certain Transactions as the Bats One Opening Price or the Bats One Closing Price https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15583.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15583.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15583 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15583.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.22(j) Identifying Certain Transactions as the Bats One Opening Price or the Bats One Closing Price https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15582.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15582.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15582 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15582.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.8(b) Identifying Certain Transactions as the Bats One Opening Price or the Bats One Closing Price https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15581.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15581.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15581 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15581.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.8(b) Identifying Certain Transactions as the Bats One Opening Price or the Bats One Closing Price https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15580.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15580.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15580 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15580.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15579.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15579.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15579 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15579.pdf Rule - Adjustments to Civil Monetary Penalty Amounts https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15541.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15541.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15541 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15541.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15510.html https://regulations.justia.com/regulations/fedreg/2016/07/01/2016-15510.html Fri, 01 Jul 2016 00:00:00 -0700 2016-15510 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-07-01/pdf/2016-15510.pdf