<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/06/30?registers=between Thu, 14 Aug 2025 12:22:37 -0700 Thu, 14 Aug 2025 12:22:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/06/30?registers=between Notice - SEC Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15509.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15509.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15509 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15509.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Floor Broker Telephone Services https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15500.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15500.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15500 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15500.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Floor Broker Telephone Services https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15499.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15499.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15499 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15499.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15458.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15458.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15458 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15458.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 5 and 6, To Adopt Initial and Continued Listing Standards for the Listing of Equity Investment Tracking Stocks and Adopt Listing Fees Specific to Equity Investment Tracking Stocks https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15457.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15457.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15457 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15457.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Widen Price Collar Thresholds for the Core Open Auction and Trading Halt Auctions https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15456.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15456.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15456 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15456.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Acceptance of Pass-Through Letters of Credit as a Form of Margin Asset https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15455.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15455.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15455 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15455.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to List and Trade the Shares of the VanEck Vectors Long/Flat Commodity ETF https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15454.html https://regulations.justia.com/regulations/fedreg/2016/06/30/2016-15454.html Thu, 30 Jun 2016 00:00:00 -0700 2016-15454 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-30/pdf/2016-15454.pdf