<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/06/24?registers=between Wed, 13 Aug 2025 08:55:16 -0700 Wed, 13 Aug 2025 08:55:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/06/24?registers=between Notice - Securities Investor Protection Corporation; Notice of Filing of Proposed Bylaw Amendments Relating to Assessment of SIPC Members https://regulations.justia.com/regulations/fedreg/2016/06/24/C1-2016-14499.html https://regulations.justia.com/regulations/fedreg/2016/06/24/C1-2016-14499.html Fri, 24 Jun 2016 00:00:00 -0700 C1-2016-14499 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-24/pdf/C1-2016-14499.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE MKT Rules 2090-Equities (Know Your Customer) and 2111-Equities (Suitability) That Are Substantially Similar to FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability), Deleting Current NYSE MKT Rule 405-Equities (Diligence as to Accounts), and Making Other Conforming Changes https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14933.html https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14933.html Fri, 24 Jun 2016 00:00:00 -0700 2016-14933 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-24/pdf/2016-14933.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14931.html https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14931.html Fri, 24 Jun 2016 00:00:00 -0700 2016-14931 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-24/pdf/2016-14931.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14930.html https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14930.html Fri, 24 Jun 2016 00:00:00 -0700 2016-14930 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-24/pdf/2016-14930.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Pricing at Chapter XV, Section 2 https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14929.html https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14929.html Fri, 24 Jun 2016 00:00:00 -0700 2016-14929 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-24/pdf/2016-14929.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the Pointbreak Diversified Commodity Strategy Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14928.html https://regulations.justia.com/regulations/fedreg/2016/06/24/2016-14928.html Fri, 24 Jun 2016 00:00:00 -0700 2016-14928 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-24/pdf/2016-14928.pdf