<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/06/20?registers=between Wed, 13 Aug 2025 00:45:48 -0700 Wed, 13 Aug 2025 00:45:48 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/06/20?registers=between Notice - Securities Investor Protection Corporation; Notice of Filing of Proposed Bylaw Amendments Relating to Assessment of SIPC Members https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14499.html https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14499.html Mon, 20 Jun 2016 00:00:00 -0700 2016-14499 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14499.pdf Notice - Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205-3 Under the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14450.html https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14450.html Mon, 20 Jun 2016 00:00:00 -0700 2016-14450 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14450.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14449.html https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14449.html Mon, 20 Jun 2016 00:00:00 -0700 2016-14449 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14449.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14448.html https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14448.html Mon, 20 Jun 2016 00:00:00 -0700 2016-14448 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14448.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the PowerShares Variable Rate Investment Grade Portfolio, a Series of the PowerShares Actively Managed Exchange-Traded Fund Trust https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14447.html https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14447.html Mon, 20 Jun 2016 00:00:00 -0700 2016-14447 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14447.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14446.html https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14446.html Mon, 20 Jun 2016 00:00:00 -0700 2016-14446 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14446.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14445.html https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14445.html Mon, 20 Jun 2016 00:00:00 -0700 2016-14445 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14445.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14444.html https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14444.html Mon, 20 Jun 2016 00:00:00 -0700 2016-14444 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14444.pdf