<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/26?registers=between Sat, 19 Jul 2025 15:36:02 -0700 Sat, 19 Jul 2025 15:36:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/26?registers=between Rule - Retail Foreign Exchange Transactions https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12390.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12390.html Thu, 26 May 2016 00:00:00 -0700 2016-12390 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12390.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Approving Proposed Rule Change Related to Market Wide Risk Protection https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12389.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12389.html Thu, 26 May 2016 00:00:00 -0700 2016-12389 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12389.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Add Additional Order Types to the NYSE BondsSM https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12388.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12388.html Thu, 26 May 2016 00:00:00 -0700 2016-12388 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12388.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Listed Companies to Publicly Disclose Compensation or Other Payments by Third Parties to Board of Director's Members or Nominees https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12387.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12387.html Thu, 26 May 2016 00:00:00 -0700 2016-12387 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12387.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Pricing at Chapter XV, Section 2 https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12386.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12386.html Thu, 26 May 2016 00:00:00 -0700 2016-12386 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12386.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 12140 (Imposition of Fines for Minor Rule Violations) To Amend the Sanctions for Quotation Parameters and Permit the Aggregation of Violations for the Purpose of Determining What Is an Occurrence https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12385.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12385.html Thu, 26 May 2016 00:00:00 -0700 2016-12385 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12385.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Related to Market Wide Risk Protection https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12384.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12384.html Thu, 26 May 2016 00:00:00 -0700 2016-12384 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12384.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12383.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12383.html Thu, 26 May 2016 00:00:00 -0700 2016-12383 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12383.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments Nos. 1, 3, and 4 Thereto, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12382.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12382.html Thu, 26 May 2016 00:00:00 -0700 2016-12382 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12382.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12231.html https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12231.html Thu, 26 May 2016 00:00:00 -0700 2016-12231 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12231.pdf