Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/25?limit=200&registers=between&mode=atom 2024-12-29T09:12:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12396.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Approval of Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws Relating to the Removal of a Board Restriction 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12396 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12396.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12242.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Natixis Seeyond International Minimum Volatility ETF Under NYSE Arca Equities Rule 8.600 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12242 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12242.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12241.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 13 and Related Rules Regarding Market Orders 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12241 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12241.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12240.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities and Related Rules Regarding Market Orders 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12240 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12240.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12239.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting a Change to the Means of Achieving the Investment Objective With Respect to the AdvisorShares EquityPro ETF 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12239 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12239.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12238.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12238 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12238.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12237.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Clarify Closed-End Funds Annual Fees 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12237 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12237.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12236.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the First Trust Equity Market Neutral ETF of the First Trust Exchange-Traded Fund VIII 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12236 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12236.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12235.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100 Concerning Professional Customers 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12235 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12235.pdf