<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/20?registers=between Mon, 14 Jul 2025 14:31:07 -0700 Mon, 14 Jul 2025 14:31:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/20?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to AIM Retained Orders https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-12015.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-12015.html Fri, 20 May 2016 00:00:00 -0700 2016-12015 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-12015.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11958.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11958.html Fri, 20 May 2016 00:00:00 -0700 2016-11958 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11958.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Rules 2090 (Know Your Customer) and 2111 (Suitability) That Are Substantially Similar to FINRA Rules 2090 and 2111 and Deleting Current Rule 405 and the Related NYSE Rule Interpretation To Harmonize Its Rules With Certain Financial Industry Regulatory Authority, Inc. Rules https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11884.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11884.html Fri, 20 May 2016 00:00:00 -0700 2016-11884 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11884.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11881.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11881.html Fri, 20 May 2016 00:00:00 -0700 2016-11881 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11881.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing To Suspend the Interbank Service of the GCF Repo® Service https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11880.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11880.html Fri, 20 May 2016 00:00:00 -0700 2016-11880 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11880.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 4703 https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11879.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11879.html Fri, 20 May 2016 00:00:00 -0700 2016-11879 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11879.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Professional Customer in Rule 6.1A(a)(4A) https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11878.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11878.html Fri, 20 May 2016 00:00:00 -0700 2016-11878 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11878.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Professional Customer in Rule 900.2NY(18A) https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11877.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11877.html Fri, 20 May 2016 00:00:00 -0700 2016-11877 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11877.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11876.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11876.html Fri, 20 May 2016 00:00:00 -0700 2016-11876 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11876.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11875.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11875.html Fri, 20 May 2016 00:00:00 -0700 2016-11875 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11875.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11874.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11874.html Fri, 20 May 2016 00:00:00 -0700 2016-11874 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11874.pdf Notice - Nationwide Mutual Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11873.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11873.html Fri, 20 May 2016 00:00:00 -0700 2016-11873 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11873.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11872.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11872.html Fri, 20 May 2016 00:00:00 -0700 2016-11872 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11872.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11871.html https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11871.html Fri, 20 May 2016 00:00:00 -0700 2016-11871 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11871.pdf