Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/20?limit=200&registers=between&mode=atom 2024-05-18T15:18:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-12015.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to AIM Retained Orders 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-12015 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-12015.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11958.html Notice - Proposed Collection; Comment Request 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11958 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11958.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11884.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Rules 2090 (Know Your Customer) and 2111 (Suitability) That Are Substantially Similar to FINRA Rules 2090 and 2111 and Deleting Current Rule 405 and the Related NYSE Rule Interpretation To Harmonize Its Rules With Certain Financial Industry Regulatory Authority, Inc. Rules 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11884 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11884.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11881.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11881 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11881.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11880.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing To Suspend the Interbank Service of the GCF Repo® Service 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11880 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11880.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11879.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 4703 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11879 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11879.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11878.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Professional Customer in Rule 6.1A(a)(4A) 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11878 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11878.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11877.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Professional Customer in Rule 900.2NY(18A) 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11877 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11877.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11876.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11876 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11876.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11875.html Notice - Submission for OMB Review; Comment Request 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11875 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11875.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11874.html Notice - Submission for OMB Review; Comment Request 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11874 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11874.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11873.html Notice - Nationwide Mutual Funds, et al.; Notice of Application 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11873 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11873.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11872.html Notice - Proposed Collection; Comment Request 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11872 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11872.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-11871.html Notice - Proposed Collection; Comment Request 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-11871 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-11871.pdf