<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/16?registers=between Thu, 17 Jul 2025 22:11:58 -0700 Thu, 17 Jul 2025 22:11:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/16?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11581.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11581.html Mon, 16 May 2016 00:00:00 -0700 2016-11581 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11581.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Maximum Number of Times an Order on PSX May Be Updated Before the System Cancels the Order https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11412.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11412.html Mon, 16 May 2016 00:00:00 -0700 2016-11412 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11412.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Limit Up-Limit Down Pricing Program Under Rule 7014 https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11411.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11411.html Mon, 16 May 2016 00:00:00 -0700 2016-11411 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11411.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Maximum Number of Times an Order on BX May Be Updated Before the System Cancels the Order https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11410.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11410.html Mon, 16 May 2016 00:00:00 -0700 2016-11410 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11410.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 4554, Alternative Trading Systems-Recording and Reporting Requirements of Order and Execution Information for NMS Stocks https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11409.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11409.html Mon, 16 May 2016 00:00:00 -0700 2016-11409 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11409.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13, Order Execution and Routing, To Delete References to the TRIM3 Routing Option https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11408.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11408.html Mon, 16 May 2016 00:00:00 -0700 2016-11408 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11408.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11407.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11407.html Mon, 16 May 2016 00:00:00 -0700 2016-11407 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11407.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11406.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11406.html Mon, 16 May 2016 00:00:00 -0700 2016-11406 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11406.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11405.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11405.html Mon, 16 May 2016 00:00:00 -0700 2016-11405 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11405.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc. f.k.a BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.27(a) To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11404.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11404.html Mon, 16 May 2016 00:00:00 -0700 2016-11404 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11404.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc. f/k/a EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.21(a) To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11403.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11403.html Mon, 16 May 2016 00:00:00 -0700 2016-11403 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11403.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc. f/k/a EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.22(a) To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11402.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11402.html Mon, 16 May 2016 00:00:00 -0700 2016-11402 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11402.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing, To Delete the IOCM and ICMT Routing Options https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11401.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11401.html Mon, 16 May 2016 00:00:00 -0700 2016-11401 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11401.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11400.html https://regulations.justia.com/regulations/fedreg/2016/05/16/2016-11400.html Mon, 16 May 2016 00:00:00 -0700 2016-11400 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-16/pdf/2016-11400.pdf