<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/13?registers=between Fri, 18 Jul 2025 13:08:23 -0700 Fri, 18 Jul 2025 13:08:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/13?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11533.html https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11533.html Fri, 13 May 2016 00:00:00 -0700 2016-11533 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11533.pdf Notice - Li-ion Motors Corp. (a/k/a Terra Inventions Corp.), PetroHunter Energy Corp., and Shrink Nanotechnologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11460.html https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11460.html Fri, 13 May 2016 00:00:00 -0700 2016-11460 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11460.pdf Notice - In the Matter of GroveWare Technologies Ltd., Luve Sports, Inc., and Northcore Technologies, Inc., File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11459.html https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11459.html Fri, 13 May 2016 00:00:00 -0700 2016-11459 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11459.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to National Adjudicatory Council Composition, Member Terms and Election Procedures https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11295.html https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11295.html Fri, 13 May 2016 00:00:00 -0700 2016-11295 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11295.pdf Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Assessments To Modify and Clarify Certain Fees Applicable to CHX Institutional Brokers https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11294.html https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11294.html Fri, 13 May 2016 00:00:00 -0700 2016-11294 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11294.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11293.html https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11293.html Fri, 13 May 2016 00:00:00 -0700 2016-11293 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11293.pdf Notice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules To Require Disclosure of Certain Audit Participants on a New PCAOB Form and Related Amendments to Auditing Standards https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11292.html https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11292.html Fri, 13 May 2016 00:00:00 -0700 2016-11292 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11292.pdf Rule - Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-10918.html https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-10918.html Fri, 13 May 2016 00:00:00 -0700 2016-10918 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-10918.pdf