<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/12?registers=between Sun, 29 Dec 2024 09:27:18 -0800 Sun, 29 Dec 2024 09:27:18 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/12?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Order Approving Proposed Rule Change Amending and Restating the Fifth Amended and Restated Bylaws of the Exchanges' Ultimate Parent Company, Intercontinental Exchange, Inc., To Implement Proxy Access https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11178.html https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11178.html Thu, 12 May 2016 00:00:00 -0700 2016-11178 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-12/pdf/2016-11178.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Mortgage REIT ETF of First Trust Exchange-Traded Fund VIII https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11156.html https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11156.html Thu, 12 May 2016 00:00:00 -0700 2016-11156 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-12/pdf/2016-11156.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11155.html https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11155.html Thu, 12 May 2016 00:00:00 -0700 2016-11155 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-12/pdf/2016-11155.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to IndexIQ ETF Trust, IQ Enhanced Core Bond U.S. ETF, IQ Enhanced Core Plus Bond U.S. ETF, IQ Leaders Bond Allocation Tracker ETF, and IQ Leaders GTAA Tracker ETF, Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11154.html https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11154.html Thu, 12 May 2016 00:00:00 -0700 2016-11154 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-12/pdf/2016-11154.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11153.html https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11153.html Thu, 12 May 2016 00:00:00 -0700 2016-11153 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-12/pdf/2016-11153.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11152.html https://regulations.justia.com/regulations/fedreg/2016/05/12/2016-11152.html Thu, 12 May 2016 00:00:00 -0700 2016-11152 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-12/pdf/2016-11152.pdf