<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/03?registers=between Sun, 29 Dec 2024 08:42:47 -0800 Sun, 29 Dec 2024 08:42:47 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/03?registers=between Notice - Coyote Resources, Inc., Harbor Island Development Corp., Medical Makeover Corp. of America, and Shades Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10410.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10410.html Tue, 03 May 2016 00:00:00 -0700 2016-10410 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10410.pdf Notice - Order of Suspension of Trading; In the Matter of Pioneer Exploration, Inc., Premier Brands, Inc., and Private Media Group, Inc. https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10407.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10407.html Tue, 03 May 2016 00:00:00 -0700 2016-10407 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10407.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10394.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10394.html Tue, 03 May 2016 00:00:00 -0700 2016-10394 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10394.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10274.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10274.html Tue, 03 May 2016 00:00:00 -0700 2016-10274 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10274.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10273.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10273.html Tue, 03 May 2016 00:00:00 -0700 2016-10273 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10273.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11, Managed Fund Shares, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10272.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10272.html Tue, 03 May 2016 00:00:00 -0700 2016-10272 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10272.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Regarding Monthly Distributions, Excess Returns, and Share Index Factors of Certain AccuShares® Trust I Funds https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10271.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10271.html Tue, 03 May 2016 00:00:00 -0700 2016-10271 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10271.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10270.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10270.html Tue, 03 May 2016 00:00:00 -0700 2016-10270 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10270.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Related to the Adoption of an Options Exchange Risk Control Standards Policy https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10269.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10269.html Tue, 03 May 2016 00:00:00 -0700 2016-10269 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10269.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10268.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10268.html Tue, 03 May 2016 00:00:00 -0700 2016-10268 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10268.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10267.html https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10267.html Tue, 03 May 2016 00:00:00 -0700 2016-10267 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10267.pdf