<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/02?registers=between Tue, 15 Jul 2025 18:07:41 -0700 Tue, 15 Jul 2025 18:07:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/05/02?registers=between Notice - Order of Suspension of Trading; In the Matter of Pineapple Express, Inc. https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10295.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10295.html Mon, 02 May 2016 00:00:00 -0700 2016-10295 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10295.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Rule Change Relating to Preferenced Volume https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10155.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10155.html Mon, 02 May 2016 00:00:00 -0700 2016-10155 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10155.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares Variable Rate Investment Grade Portfolio, a Series of the PowerShares Actively Managed Exchange-Traded Fund Trust https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10154.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10154.html Mon, 02 May 2016 00:00:00 -0700 2016-10154 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10154.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the iSectors Post-MPT Growth ETF of ETFis Series Trust I https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10153.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10153.html Mon, 02 May 2016 00:00:00 -0700 2016-10153 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10153.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Adopt and Amend Rules To Permit the Exchange To Initiate CHX SNAP Cycles https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10152.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10152.html Mon, 02 May 2016 00:00:00 -0700 2016-10152 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10152.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10151.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10151.html Mon, 02 May 2016 00:00:00 -0700 2016-10151 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10151.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Remove From the DTCC Limit Monitoring Tool the 50% Early Warning Limit Alert and Make Technical Revisions to the Rules https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10150.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10150.html Mon, 02 May 2016 00:00:00 -0700 2016-10150 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10150.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Rule 98 To Provide That, When Designated Market Makers Enter Interest for the Purpose of Facilitating the Execution of Customer Orders, Those Orders Would Not Be Required To Be Designated as DMM Interest https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10149.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10149.html Mon, 02 May 2016 00:00:00 -0700 2016-10149 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10149.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10148.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10148.html Mon, 02 May 2016 00:00:00 -0700 2016-10148 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10148.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Require an Issuer of Securities Listed Under the Rule 5700 Series To Notify Nasdaq About the Replacement of the Index, Portfolio, or Reference Asset Underlying the Security and Pay a Fee in Connection With the Change https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10147.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10147.html Mon, 02 May 2016 00:00:00 -0700 2016-10147 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10147.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10146.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10146.html Mon, 02 May 2016 00:00:00 -0700 2016-10146 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10146.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10111.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10111.html Mon, 02 May 2016 00:00:00 -0700 2016-10111 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10111.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10110.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10110.html Mon, 02 May 2016 00:00:00 -0700 2016-10110 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10110.pdf Notice - Terra Capital Partners, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10109.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10109.html Mon, 02 May 2016 00:00:00 -0700 2016-10109 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10109.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10108.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10108.html Mon, 02 May 2016 00:00:00 -0700 2016-10108 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10108.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10107.html https://regulations.justia.com/regulations/fedreg/2016/05/02/2016-10107.html Mon, 02 May 2016 00:00:00 -0700 2016-10107 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-02/pdf/2016-10107.pdf