<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/27?registers=between Sun, 17 Aug 2025 22:57:14 -0700 Sun, 17 Aug 2025 22:57:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/27?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Procedures for the Allocation of Cages to Co-Located Users, Including the Waiver of Certain Fees, and To Amend the Visitor Security Escort Fee https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09725.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09725.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09725 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09725.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Procedures for the Allocation of Cages to Co-Located Users, Including the Waiver of Certain Fees, and To Amend the Visitor Security Escort Fee https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09724.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09724.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09724 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09724.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Procedures for the Allocation of Cages to Co-Located Users, Including the Waiver of Certain Fees, and To Amend the Visitor Security Escort Fee https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09723.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09723.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09723 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09723.pdf Notice - Joint Industry Plan; Order Approving the Tenth Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Chicago Stock Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09722.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09722.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09722 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09722.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish a Secondary Contingency Procedure To Enable the Exchange To Report an Official Closing Price on Behalf of an Impaired Primary Listing Exchange https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09721.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09721.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09721 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09721.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable To Conduct a Closing Transaction https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09720.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09720.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09720 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09720.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C-Equities To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable To Conduct a Closing Transaction https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09719.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09719.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09719 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09719.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the GCF Repo® Service https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09718.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09718.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09718 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09718.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Adopting Initial and Continued Listing Standards for the Listing of Equity Investment Tracking Stocks and Adopting Listing Fees Specific to Equity Investment Tracking Stocks https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09717.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09717.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09717 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09717.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Qualified Contingent Cross Pricing https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09716.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09716.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09716 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09716.pdf Notice - ABS Long/Short Strategies Fund and ABS Investment Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09715.html https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09715.html Wed, 27 Apr 2016 00:00:00 -0700 2016-09715 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09715.pdf