<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/22?registers=between Sun, 19 May 2024 08:15:04 -0700 Sun, 19 May 2024 08:15:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/22?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09361.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09361.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09361 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09361.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09360.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09360.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09360 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09360.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09359.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09359.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09359 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09359.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09358.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09358.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09358 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09358.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the Exchange's Price List To Reflect the Changes https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09323.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09323.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09323.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reflect the Changes https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09322.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09322.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09322 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09322.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09321.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09321.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09321 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09321.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.3 Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09320.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09320.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09320 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09320.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 14.10 Setting Forth Additional Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09319.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09319.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09319 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09319.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 14.10 Setting Forth Additional Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09318.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09318.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09318 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09318.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 14.10 Setting Forth Additional Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09317.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09317.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09317 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09317.pdf Proposed Rule - Business and Financial Disclosure Required by Regulation S-K https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09056.html https://regulations.justia.com/regulations/fedreg/2016/04/22/2016-09056.html Fri, 22 Apr 2016 00:00:00 -0700 2016-09056 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-04-22/pdf/2016-09056.pdf