<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/19?registers=between Tue, 19 Aug 2025 17:19:33 -0700 Tue, 19 Aug 2025 17:19:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/19?registers=between Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08969.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08969.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08969 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08969.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 72 Relating to Setting Interest https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08968.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08968.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08968 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08968.pdf Notice - Self-Regulatory Organizations; BATS-Y Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-In-Force Instructions https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08955.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08955.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08955 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08955.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Modify Chapter VII Section B of the Exchange's Pricing Schedule https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08948.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08948.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08948 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08948.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of the Exchange's Ultimate Parent Company, Bats Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08947.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08947.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08947 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08947.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08946.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08946.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08946 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08946.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08945.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08945.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08945 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08945.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of the Exchange's Ultimate Parent Company, Bats Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08944.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08944.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08944 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08944.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08943.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08943.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08943 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08943.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 72-Equities Relating to Setting Interest https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08942.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08942.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08942 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08942.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List for Equity Transactions in Stocks With a per Share Stock Price More Than $1.00 https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08941.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08941.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08941 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08941.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08940.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08940.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08940 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08940.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of the Exchange's Ultimate Parent Company, Bats Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08939.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08939.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08939 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08939.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of the Exchange's Ultimate Parent Company, Bats Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08938.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08938.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08938 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08938.pdf Notice - Aptus Capital Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08935.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08935.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08935 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08935.pdf Notice - Newtek Business Services Corp.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08934.html https://regulations.justia.com/regulations/fedreg/2016/04/19/2016-08934.html Tue, 19 Apr 2016 00:00:00 -0700 2016-08934 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-19/pdf/2016-08934.pdf