<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/15?registers=between Wed, 13 Aug 2025 15:47:27 -0700 Wed, 13 Aug 2025 15:47:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/15?registers=between Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Non-Substantive Correction to Rule 11.27 https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08648.html https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08648.html Fri, 15 Apr 2016 00:00:00 -0700 2016-08648 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08648.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Non-Substantive Correction to Rule 11.27 https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08647.html https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08647.html Fri, 15 Apr 2016 00:00:00 -0700 2016-08647 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08647.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change Relating to Proposed Rule Change To Adopt FINRA Capital Acquisition Broker Rules https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08646.html https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08646.html Fri, 15 Apr 2016 00:00:00 -0700 2016-08646 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08646.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 100 (Definitions) Relating to Professionals https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08645.html https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08645.html Fri, 15 Apr 2016 00:00:00 -0700 2016-08645 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08645.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market, as Modified by Amendment Nos. 1 and 2 https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08644.html https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08644.html Fri, 15 Apr 2016 00:00:00 -0700 2016-08644 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08644.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7039 https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08643.html https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08643.html Fri, 15 Apr 2016 00:00:00 -0700 2016-08643 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08643.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Qualified Contingent Cross Rebates and Certain Floor Options Transaction Charges https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08642.html https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08642.html Fri, 15 Apr 2016 00:00:00 -0700 2016-08642 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08642.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of AdvisorShares Cornerstone Small Cap ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08641.html https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08641.html Fri, 15 Apr 2016 00:00:00 -0700 2016-08641 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08641.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08640.html https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08640.html Fri, 15 Apr 2016 00:00:00 -0700 2016-08640 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08640.pdf