<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/14?registers=between Sun, 03 Aug 2025 18:39:25 -0700 Sun, 03 Aug 2025 18:39:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/14?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPXPM Pilot Program https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08560.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08560.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08560 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08560.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08559.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08559.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08559 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08559.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade of Shares of RiverFront Dynamic US Dividend Advantage ETF and RiverFront Dynamic US Flex-Cap ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08558.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08558.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08558 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08558.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.1A https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08557.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08557.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08557 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08557.pdf Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08556.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08556.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08556 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08556.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08555.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08555.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08555 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08555.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08554.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08554.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08554 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08554.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Reduce the Synchronization Tolerance for Computer Clocks That Are Used To Record Events in NMS Securities and OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08553.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08553.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08553 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08553.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08552.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08552.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08552 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08552.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08551.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08551.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08551 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08551.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08550.html https://regulations.justia.com/regulations/fedreg/2016/04/14/2016-08550.html Thu, 14 Apr 2016 00:00:00 -0700 2016-08550 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-14/pdf/2016-08550.pdf