<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/12?registers=between Tue, 12 Aug 2025 05:52:53 -0700 Tue, 12 Aug 2025 05:52:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/12?registers=between Notice - In the Matter of Royale Globe Holding Inc., File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08484.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08484.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08484 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08484.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08446.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08446.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08446 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08446.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08445.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08445.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08445 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08445.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of the Shares of the First Trust RiverFront Dynamic Europe ETF, First Trust RiverFront Dynamic Asia Pacific ETF, First Trust RiverFront Dynamic Emerging Markets ETF, and First Trust RiverFront Dynamic Developed International ETF of First Trust Exchange-Traded Fund III https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08307.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08307.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08307 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08307.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Options That Overlie a Reduced Value of the FTSE 100 Index and the FTSE China 50 Index https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08306.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08306.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08306 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08306.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule ChangeTo Amend Rule 1064 https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08305.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08305.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08305 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08305.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend Rule 952NY With Respect to Opening Trading in an Options Series https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08304.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08304.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08304 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08304.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Rule 6.64 With Respect to Opening Trading in an Options Series https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08303.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08303.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08303 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08303.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-In-Force Instructions https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08302.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08302.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08302 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08302.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08301.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08301.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08301 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08301.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08300.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08300.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08300 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08300.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Section 4.01(a) of the NYSE Arca's Bylaws and NYSE Arca Rule 3.3 To Establish a Committee for Review as a Sub-Committee of the ROC and Making Conforming Changes to NYSE Arca Rules https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08299.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08299.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08299 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08299.pdf Notice - Türkiye Sinai Kalkinma Bankasi A.Ş.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08298.html https://regulations.justia.com/regulations/fedreg/2016/04/12/2016-08298.html Tue, 12 Apr 2016 00:00:00 -0700 2016-08298 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-12/pdf/2016-08298.pdf